top of page
Search

DORA, AI Act, and the New Compliance Landscape: What Enterprise Leaders Need to Know in 2026

  • Writer: Lee Richmond
    Lee Richmond
  • Jan 13
  • 3 min read

Books labeled DORA, AI ACT, and COMPLIANCE, with European flag, globe, robot head, and lock icon in tech-themed setting. Text: DORA, AI ACT & The New Compliance Landscape.


The regulatory environment for enterprise technology has undergone a seismic shift. With the EU's Digital Operational Resilience Act (DORA) now in full effect and the AI Act setting new standards for algorithmic accountability, organizations face a perfect storm of compliance requirements that traditional approaches simply cannot handle. 

The question is no longer whether your organization needs real-time compliance monitoring—it's whether you can afford to operate without it.


The Regulatory Convergence 

Three major regulatory frameworks are reshaping enterprise operations: 


DORA: The Resilience Imperative 

Since January 17, 2025, financial entities across the EU must demonstrate comprehensive digital operational resilience. This isn't just about IT security—it's about proving you understand and can document every critical business process and data flow in real-time. 

Key DORA requirements include: 

  • Complete mapping of ICT systems and data flows 

  • Real-time identification of ICT-related incidents 

  • Comprehensive third-party risk management 

  • Continuous testing of digital operational resilience 


The EU AI Act: Algorithmic Accountability 

The AI Act introduces a risk-based framework that requires organizations to demonstrate transparency, traceability, and accountability in their AI systems. For high-risk applications, this means complete data lineage and decision provenance—exactly the kind of visibility most organizations lack. 

Organizations deploying AI in areas like credit scoring, hiring, or fraud detection must now prove: 

  • Where the training data originated and how it was processed 

  • How decisions are made and why 

  • That systems can be audited and explained to regulators 


NIS2 and Beyond: Expanding the Scope 

The updated Network and Information Security Directive expands cybersecurity requirements to thousands more entities. Combined with existing frameworks like GDPR and emerging sustainability reporting requirements, compliance has become a full-time enterprise challenge. 


Why Traditional Approaches Are Failing 

Most organizations are still using compliance approaches designed for a different era: 


"We spend six months documenting our processes, and by the time we're done, everything has changed. Then when regulators ask us to prove what we actually do, we can't—because our documentation doesn't match reality." 

— Chief Compliance Officer, European Investment Bank 


The fundamental problem: Manual documentation creates a snapshot that's immediately out of date. Processes evolve, systems change, and new data flows emerge—but the compliance documentation doesn't keep pace. 

This gap between documentation and reality is exactly what regulators are targeting. DORA doesn't ask what your processes should be—it asks what they actually are, right now. 


The Living Documentation Imperative 

Modern compliance requires a fundamental shift from periodic documentation to continuous intelligence. This means: 


Real-Time Process Discovery 

Instead of interviewing stakeholders to document how processes should work, automated discovery reveals how they actually work—continuously updated as operations evolve. This isn't theory; it's mathematical certainty derived from actual data flows. 


Automated Data Lineage 

Every data element can be traced from origin through every transformation to the final destination. When regulators ask about a specific decision or output, you don't scramble to reconstruct the chain—you show them the living audit trail. 


Continuous Compliance Monitoring 

Rather than periodic compliance checks that create panic before audits, continuous monitoring flags deviations the moment they occur. Teams can remediate issues before they become violations. 


The Competitive Advantage of Compliance 

Forward-thinking organizations are reframing compliance from burden to strategic advantage: 

  • Faster market entry: Real-time compliance documentation accelerates regulatory approvals for new products and services 

  • Reduced compliance costs: Automation eliminates manual documentation overhead—some organizations report 30% cost reduction 

  • Enhanced trust: Demonstrable compliance becomes a competitive differentiator with partners and customers 

  • Operational insights: The same intelligence that ensures compliance reveals optimization opportunities 


What This Means for Your Organization 

If you're a compliance, risk, or operations leader, ask yourself: 

  • Can you show regulators your actual processes and data flows right now, not how they were six months ago? 

  • Do you know the moment a process deviates from compliance requirements, or do you discover violations during audits? 

  • Can you trace any data element from source to destination, through every transformation? 

  • Is your compliance team spending time on value-adding analysis, or drowning in manual documentation? 

The regulatory landscape has fundamentally changed. Organizations that continue with periodic, manual compliance approaches are taking on escalating risk and cost. Those that embrace continuous, automated compliance intelligence are turning a regulatory burden into operational advantage. 

The choice is yours—but the window for comfortable transition is closing. 

_____________________ 

About Praevisum 

Praevisum's Galen platform provides real-time process intelligence and automated data lineage for enterprise organizations. Our technology automatically discovers, maps, and monitors actual business processes and data flows—ensuring continuous compliance readiness without manual documentation overhead. 

 
 
 

Comments


bottom of page